| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2023-07-12 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2023-03-01 | 2023-06-30 |
| Hong Kong Stock Link Securities Limited | Rep | 證券交易 | 2019-11-19 | 2023-02-10 |
| Solomon JFZ (Asia) Holdings Limited | RO | 證券交易 | 2018-12-05 | 2019-11-15 |
| Hong Kong Stock Link Securities Limited | Rep | 證券交易 | 2015-11-17 | 2018-10-31 |
| RO | 證券交易 | 2012-02-28 | 2015-11-17 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-04 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-04 | |
| Rep | 證券交易 | 2003-04-01 | 2012-02-28 |