| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-07-05 | 2012-06-23 |
| Rep | 證券交易 | 2011-07-05 | 2012-06-23 | |
| MF Global Hong Kong Limited | Rep | 期貨合約交易 | 2009-05-04 | 2010-11-26 |
| Rep | 證券交易 | 2009-05-04 | 2010-11-26 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-08-13 | 2009-03-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-13 | 2009-03-28 |
| Rep | 證券交易 | 2007-08-13 | 2009-03-28 | |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2007-01-08 | 2007-08-06 |
| Rep | 期貨合約交易 | 2007-01-08 | 2007-08-06 | |
| Rep | 證券交易 | 2007-01-08 | 2007-08-06 |