| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2021-04-23 | - |
| Rep | 證券交易 | 2021-04-23 | - | |
| Ever-Long Futures Limited | Rep | 期貨合約交易 | 2021-03-04 | 2021-03-19 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-03-04 | 2021-03-19 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2020-05-06 | 2020-09-04 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2020-04-01 | 2020-09-04 |
| Rep | 期貨合約交易 | 2020-04-01 | 2020-09-04 | |
| Rep | 證券交易 | 2020-04-01 | 2020-09-04 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2018-09-21 | 2020-03-31 |
| Rep | 證券交易 | 2018-09-21 | 2020-03-31 | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2017-11-23 | 2018-06-05 |
| Rep | 證券交易 | 2017-11-23 | 2018-06-05 | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2013-08-29 | 2017-08-31 |
| Rep | 證券交易 | 2013-08-29 | 2017-08-31 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-12-21 | 2013-08-16 |
| Rep | 證券交易 | 2009-12-21 | 2013-08-16 |
已採集記錄中暫無金管局登記。