| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Brilliant Norton Securities Company Limited | Rep | 證券交易 | 2013-10-15 | 2016-07-08 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-05-09 | 2013-10-05 |
| SynerWealth Financial Limited | Rep | 證券交易 | 2009-12-14 | 2013-02-15 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-06-27 | 2009-08-03 |