| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2013-06-21 | 2024-08-22 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-09-26 | 2013-06-01 |
| SynerWealth Financial Limited | Rep | 證券交易 | 2010-09-13 | 2012-08-20 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2009-08-14 | 2009-11-06 |
| Rep | 證券交易 | 2009-08-14 | 2009-11-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-14 | 2009-11-06 |