| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | 2017-01-25 | 2019-06-28 |
| C | Advising on securities | 2017-08-25 | 2020-11-05 |
| C | Dealing in futures contracts | 2016-05-25 | 2022-11-08 |
| C | Dealing in securities | 2016-05-25 | 2022-11-08 |
| C | Leveraged foreign exchange trading | 2011-08-09 | 2022-11-08 |