SFC fines 2 JPMorgan entities HK$5.6m for regulatory breaches
SFC, 20-Oct-2016
机构
SFC bans Benjamin Zhu Zhiwei, ex-JP Morgan, for 18 months
SFC, 07-May-2015
Zhu traded CFDs in a friend's account by sending trade instructions to his
friend via his work email address. Not very smart if you are trying to hide your tracks!
机构
人物
SFC bans Ms Sui Yu for 3 months for regulatory breaches