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JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

证监会持牌机构
证监会中央编号:AAL996
CCASS ID:C00063
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公开纪律行动
SFC fines 2 JPMorgan entities HK$5.6m for regulatory breaches
SFC, 20-Oct-2016
机构
SFC bans Benjamin Zhu Zhiwei, ex-JP Morgan, for 18 months
SFC, 07-May-2015
Zhu traded CFDs in a friend's account by sending trade instructions to his friend via his work email address. Not very smart if you are trying to hide your tracks!
机构
人物
SFC bans Ms Sui Yu for 3 months for regulatory breaches
SFC, 19-Nov-2013
...more than 4 years after the event.
机构
人物
JPMorgan’s fruitful ties to Wen Jiabao's daughter
New York Times, 14-Nov-2013
机构
人物