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SUN GROWTH SECURITIES LIMITED 志昇証券有限公司

SFC 牌照已失效
证监会中央编号:ABV648
CCASS ID:B01472
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公开纪律行动
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
机构
人物
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
机构
人物
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
机构
人物
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
机构
人物
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
机构
人物
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
机构
人物