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DELTA ASIA SECURITIES LIMITED 滙業證券有限公司

证监会持牌机构
证监会中央编号:AAW265
CCASS ID:B01356
关键数据人员证监会牌照牌照条件公开纪律行动CCASS 持仓分布
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公开纪律行动
SFC fines Ms Conita Hung Lai Ping HK$150k for managerial and supervisory failures
SFC, 19-Aug-2014
She is now a Responsible Officer of Amicus Asset Management Ltd.
机构
人物
SFC fines Delta Asia Securities Ltd HK$4m
SFC, 04-Jun-2014
...for using securities belonging to some clients to settle sales by other clients.
机构
SFC prosecutes Delta Asia Securities Ltd for issuing IPO application forms without a prospectus
SFC, 03-Feb-2005
机构