UBS SECURITIES HONG KONG LIMITED Hong Kong SFC License Details

监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

仅显示当前牌照

C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2005-02-07
C	Advising on corporate finance	2012-06-07	2016-12-18
C	Advising on corporate finance	2016-12-19	-
C	Advising on securities	-	2005-02-07
C	Asset management	-	2005-02-07
C	Automated trading services	2011-07-06	2016-12-18
C	Automated trading services	2016-12-19	-
C	Dealing in futures contracts	2016-12-19	-
C	Dealing in securities	-	2016-12-18
C	Dealing in securities	2016-12-19	-