| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2003-12-15 |
| C | Advising on futures contracts | 2010-07-30 | - |
| C | Advising on securities | - | - |
| C | Asset management | - | 2011-07-14 |
| C | Dealing in futures contracts | 2010-07-30 | - |
| C | Dealing in securities | - | - |
| C | Leveraged foreign exchange trading | 2010-07-30 | - |