| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| R | Advising on corporate finance | 2004-05-31 | - |
| R | Advising on futures contracts | 2020-10-23 | - |
| R | Advising on securities | 2004-05-31 | - |
| R | Asset management | 2008-06-24 | - |
| R | Dealing in futures contracts | 2020-10-23 | - |
| R | Dealing in securities | 2004-05-31 | - |