| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| R | Advising on corporate finance | - | 2004-09-03 |
| R | Advising on corporate finance | 2025-12-29 | - |
| R | Advising on securities | - | 2004-09-03 |
| R | Advising on securities | 2012-12-21 | - |
| R | Asset management | - | 2004-09-03 |
| R | Automated trading services | - | 2004-09-03 |
| R | Dealing in securities | - | - |