| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2003-10-24 |
| C | Advising on securities | - | 2003-10-24 |
| C | Asset management | - | 2003-10-24 |
| C | Automated trading services | - | 2003-11-07 |
| C | Dealing in securities | - | 2017-02-12 |
| C | Leveraged foreign exchange trading | 2012-03-15 | 2017-02-12 |