SINO-RICH SECURITIES &AMP; FUTURES LIMITED 中順證券期貨有限公司

证监会持牌机构

证监会中央编号:AFN604

CCASS ID:B01710

监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

仅显示当前牌照

C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2004-07-02
C	Advising on corporate finance	2005-09-17	2011-05-16
C	Advising on futures contracts	2012-06-21	-
C	Advising on securities	-	2004-07-02
C	Advising on securities	2012-06-21	-
C	Asset management	-	2004-07-02
C	Asset management	2013-09-02	-
C	Dealing in futures contracts	2010-11-17	-
C	Dealing in securities	-	-