Asia Research & Capital Management Limited

SFC 牌照已失效

证监会中央编号:AYP193

公开纪律行动

SFC fines Asia Research & Capital Management Ltd HK$1.75m and bans former senior executive Billy Wong Yim Chi for two months

SFC

SFC, 12-Oct-2022

This is a follow-on action after a 2020 fine by the UK's Financial Conduct Authority for failing to disclose short positions in Premier Oil PLC.

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人物

FCA fines ARCM £873,118 for breaches of short selling disclosure rules

UK Financial Conduct Authority, 14-Oct-2020

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人物