CORE PACIFIC-YAMAICHI CAPITAL LIMITED 京華山一企業融資有限公司

证监会持牌机构

证监会中央编号:AEM356

公开纪律行动

HKICPA bans Sunny Yan Kwok Ting for 5 years

HKICPA, 08-Jun-2018

This relates to alleged lying to the SFC during 2006 in an investigation of Core Pacific-Yamaichi's 2002 sponsorship of Tungda Innovative Lighting.

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Sunny Yan Kwok Ting v SFC

SFAT, 01-Dec-2011

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Licensees disciplined for forgery and sponsor failures

SFC, 11-Oct-2011

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Philip Wan Ten Lok & Sunny Yan Kwok Ting v SFC

SFAT, 07-Oct-2011

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SFC bans Mr Lee Deng Charng for 6 months over Tungda IPO

SFC, 17-Apr-2008

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SFC fines Core Pacific-Yamaichi HK$6.45m

SFC, 17-Apr-2008

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