GRAND CATHAY SECURITIES (HONG KONG) LIMITED公开纪律行动

SFC bans Mr Chow Yat Kwai for 1 year for secret account

SFC, 26-Jun-2007

机构

人物

SFC fines Grand Cathay Securities (Hong Kong) Ltd HK$60k and reprimands Mr Kwan Pok Tat

SFC, 09-Mar-2006

机构

人物

SFC bans Mr Ng Hung Yu, ex-Grand Cathay Securities (HK) Ltd, for 2 years for abusing client accounts

SFC, 22-Feb-2006

机构

人物

GRAND CATHAY SECURITIES (HONG KONG) LIMITED 大華證券(香港)有限公司