| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-12-29 |
| C | Advising on securities | - | 2004-12-29 |
| C | Advising on securities | 2015-05-19 | - |
| C | Asset management | - | 2004-12-29 |
| C | Asset management | 2015-05-19 | - |
| C | Dealing in futures contracts | 2019-05-07 | - |
| C | Dealing in securities | - | - |