HKICPA bans Michael Ang Wing Fung permanently and bans Chan Kam Wah for 3 years
HKICPA, 20-Apr-2022
This is a follow-on action from the SFC's action for window-dressing the accounts of W. Falcon Asset Management (Asia) Ltd.
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HKICPA bans Ms Wong On Yee for 1 year, fines her and CWC CPA Ltd HK$200k jointly
HKICPA, 12-Oct-2020
For bad audit work on W. Falcon Asset Management (Asia) Ltd, which was window-dressing its liquid capital SFC filings. We note that she was once an INED and Chair of the audit committee of Inno-Tech (8202) which featured often in our articles.
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SFC bans ex-Chairman and ex-CFO of W. Falcon Asset Management for life and 3 years respectively
SFC, 17-Dec-2019
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SFC revokes licence of W. Falcon Asset Management (Asia) Ltd
SFC, 04-Feb-2019
For window-dressing its month-end liquid capital with dud cheques.
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SFC issues restriction notice on W. Falcon Asset Management (Asia) Ltd
SFC, 07-Jul-2017
The SFC says the unnamed sole shareholder and director appears to have been window-dressing the month-end liquid capital on repeated occasions by issuing a cheque at month-end which was then dishonoured on the first day of the next month.