Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

证监会持牌机构

证监会中央编号:AAB639

CCASS ID:B01777

公开纪律行动

32 licensees depart Daiwa Capital Markets HK Ltd 16-18-Feb-2012

Webb-site.com, 22-Feb-2012

机构

SFC fines Daiwa Securities SMBC Hong Kong Ltd & reprimands Mr Koji Yoshihara for breaching IPO stablisation rules

SFC, 02-Mar-2005

The stock is not named, but the only HK listing Daiwa sponsored in 2004 was Sinocom Software Group Ltd (0299).

机构

人物

SFC takes action against Daiwa Securities (HK) Ltd and Osamu Semba

SFC, 16-Oct-1998

机构

人物