Lai Voon Wai, ex-CCB and BOCOM, loses appeal on 5-year ban for IPO sponsor failures
SFC
SFC, 30-Sep-2020
Neither of the two IPOs proceeded. The SFAT Determination provides interesting insight into events at BOCOM International (3329) before its own listing in 2017.
机构
人物
SFC fines BOCOM International Securities HK$19.6m for internal control failures
SFC, 20-Apr-2020
This partly concerns the activities of a former representative, "Mr X", who Webb-site can deduce is Mr Yeung Kei Sho.
机构
人物
BOCOM Intl (3329) invests US$100m in class A2 shares of New China OTC Fund
Company announcement, 27-Dec-2017
BOCOM says the US$210m fund will make indirect investment in an unnamed PRC residential and commercial property company. We can tell you this is 51% of Chongqing OCT Real Estate Ltd. The fund bought it from OCT (3366) which retains 49% and owns 35% of the fund manager. BOCOM is providing US$100m of fixed-return second-tier funding at 8% p.a., ranking behind the US$60m A1 tier.
机构
SFC fines BOCOM International (Asia) Ltd HK$15m for sponsor failures
SFC, 15-Mar-2017
We note that BOCOM International Holdings Co Ltd itself has filed a listing aplication proof on 17-Jan-2017. Its sponsors include its subsidiary. Up to last night, the average 1-year Webb-site Total Return of BIAL's 17 sponsorships was -18.94%, or -21.15% relative to the market.
机构
人物
China Kingstone (1380): provisional liquidators appointed at controlling shareholder
Company announcement, 25-Oct-2012
The new petitioner is a subsidiary of Sun Hung Kai & Co. Ltd (0086). The previous one is a subsidiary of Bank of Communications Co Ltd (3328). The controlling shareholder is or was owned by Mr Huang Xian You, who was never on the board of the listed company.