Standard Advisory Asia Limited Hong Kong SFC License Details

Standard Advisory Asia Limited Hong Kong SFC License Details

监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

仅显示当前牌照

C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2003-05-29
C	Advising on corporate finance	2014-12-01	2019-06-10
C	Advising on futures contracts	2007-03-09	2013-04-12
C	Advising on securities	-	2003-05-29
C	Advising on securities	2007-03-09	2013-04-12
C	Advising on securities	2014-12-01	2019-06-10
C	Asset management	-	2003-05-29
C	Asset management	2010-04-14	2012-08-07
C	Dealing in futures contracts	2007-03-09	2013-04-12
C	Dealing in securities	-	2003-05-29
C	Dealing in securities	2007-03-09	2013-09-04
C	Dealing in securities	2014-12-01	2019-06-10