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STOCKWELL SECURITIES LIMITED 常滙證券有限公司
证监会持牌机构
证监会中央编号:
BSM120
CCASS ID:
B01253
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
CCASS 持仓分布
公开纪律行动
SFC fines Mr Ng Hung Kan, ex-Stockwell Securities Ltd, HK$44k for secret account
SFC, 08-Nov-2006
机构
人物
SFC suspends Mr Johnnie Choy Tin Woo for 5 months for misleading SFC and naked short selling
SFC, 18-Oct-2004
机构
人物
SFC suspends Mr Chu Sung Hei of Stockwell Securities Ltd for 15 weeks for client account failings
SFC, 20-Jul-2004
机构
人物
SFC reprimands Mr Luk Kwok On for improperly applying for excess rights issue shares via his relative's account
SFC, 05-Jan-2004
机构
人物
SFC prosecutes Chan Shing Chun for naked short selling and market manipulation and Johnnie Choy Tin Woo for naked short selling
SFC, 25-Mar-2003
机构
人物
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