This relates to the 2003-2005 compliance audits of Tiffit Securities (HK) Ltd, which collapsed in 2006 after misappropriation of assets.
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HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Final Appeal, 26-Jul-2013
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人物
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HKSAR v Fong Shik Yee: reasons for sentence
HK District Court, 29-Jan-2013
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人物
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HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Appeal, 17-Nov-2011
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HLB Hodgson Impey Cheng & others v HKICPA
HK Court of Appeal, 01-Aug-2011
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人物
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HLB Hodgson Impey Cheng & others v HKICPA
HK Court of First Instance, 10-Aug-2010
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Tiffit Securities (Hong Kong) Ltd v Fong Shik Yee & Kwok Wood Yan
HK Court of First Instance, 30-Sep-2009
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Poon Hiao Yen v Kwok Wood Yan & others
HK Court of Appeal, 20-Jan-2009
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Poon Hiao Yen v Kwok Wood Yan & others
HK Court of First Instance, 13-Oct-2008
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Re Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 29-Jan-2008
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Kwok Wood Yan, director of Tiffit Securities (Hong Kong) Ltd, jailed; wife missing
RTHK, 29-Aug-2007
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SFC revokes & bans Ms Fong Shik Yee forever
SFC, 29-Aug-2007
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Re: winding up of Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 15-Jun-2007
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SFC petitions court for winding up of Tiffit Securities (Hong Kong) Ltd
SFC, 02-Mar-2007
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SFC revokes licence of Mr Kwok Wood Yan and bans him forever
SFC, 28-Feb-2007
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Re Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 19-Jan-2007
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SFC v Tiffit Securities (Hong Kong) Ltd
HK Court of First Instance, 04-Oct-2006
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Court continues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee and orders disclosure by Mr Kwok
SFC, 08-Sep-2006
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Notice inviting claims
SFC, 05-Sep-2006
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Court issues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 29-Aug-2006
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Court continues administration and makes prohibition order against Mr Kwok Wood Yan
SFC, 28-Jul-2006
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Administrator appointed for Tiffit Securities (Hong Kong) Ltd
SFC, 24-Jul-2006
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Tiffit's collapse
Webb-site.com, 21-Jul-2006
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002
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Restriction Notice on Tiffit Securities (Hong Kong) Ltd
HK Gazette, 21-Jul-2006
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SFC makes progress in inquiry into Tiffit Securities
SFC, 21-Jul-2006
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SFC issues Restriction Notice on Tiffit Securities (Hong Kong) Ltd
SFC, 18-Jul-2006
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SFC reprimands Tiffit for window dressing its financial position and suspends Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 24-Dec-2004
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SFC prosecutes Tiffit & Mr Kwok Wood Yan for misleading SFC & FRR failing & Ms Fong Shik Yee for trust account breaches
SFC, 18-Aug-2003
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Tiffstock.com to stop dealing in securities
Australian Securities & Investments Commission, 18-Jan-2002
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Tiffit Securities (Australia) Ltd fined for breaches of ASX Business Rules
ASX, 17-Aug-2001
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SFC publicly reprimands Mr Kwok Wood Yan (dba Tai Fat Securities Co) and suspends Ms Fong Shik Yee