| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-12-23 |
| C | Advising on securities | - | 2004-12-23 |
| C | Advising on securities | 2008-03-27 | - |
| C | Asset management | - | 2004-12-23 |
| C | Asset management | 2008-03-27 | 2012-06-04 |
| C | Dealing in futures contracts | 2008-12-11 | 2012-07-27 |
| C | Dealing in futures contracts | 2018-11-22 | 2025-03-27 |
| C | Dealing in securities | - | - |