SFC fines Hang Seng Bank Ltd HK$66.4m for misconduct in selling practices of investment products
SFC
SFC, 27-Jan-2025
Straight out of the textbook of Messrs Churnham and Burnham.
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主题
HKMA suspends registration of Mr Li Shek Tang, ex-Hang Seng Bank, for 9 months
HK Monetary Authority, 06-Sep-2024
For photocopying a client signature onto a form. He now works at ICBC.
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人物
SFC bans Song Baojun for 1 year
SFC, 06-Nov-2019
He effected 4 unit trust trades in 2013 without a client's specific authorisation using incomplete pre-signed forms. We note that in 2014 he went on from HSBC to Dah Sing Bank for 9 months, and was later registered to Hang Seng Bank (an HSBC subsidiary) for just 10 days starting on Christmas Day 2015.
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人物
SFC bans Jacky Cheung Chiu Hung, ex-Hang Seng Bank, for 2 years
SFC, 12-Sep-2019
He made unauthorised transactions on a client's account and forged her signature to cover it.
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人物
SFC fines Hang Seng (0011) HK$3m for lending funds' cash to HSBC (0005) interest-free
SFC, 31-May-2018
For 7 years until 2016, the fund manager placed the cash balances of 39 mutual funds with HSBC at 0% interest.
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SFC bans William Wong Yick Lok for 3 years
SFC, 03-Oct-2016
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人物
HK media worries over China’s reach as ads disappear
New York Times, 11-Jun-2014
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主题
SFC bans Alex Chow Ho Kuen forever
SFC, 28-May-2013
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人物
Crooked bank teller shocks judge
HK Standard, 03-Jan-2013
By knocking off Hang Seng Bank, then going to jail, then getting work at Standard Chartered, where pre-employment procedures may need review. Will he go for the hat-trick?
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人物
SFC prohibits Aaron Ko Wai Lun from re-entering the industry for ten years
HK Monetary Authority, 24-Sep-2009
机构
人物
SFC bans Aaron Ko Wai Lun from re-entering the industry for 10 years
SFC, 24-Sep-2009
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人物
Suspect extradited from Canada to face bribery and fraud charges
ICAC, 26-Mar-2009
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人物
HKSAR v Lam Tze Leung
HK Court of Appeal, 08-Dec-2005
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人物
7 years and 9 months' jail for ex-senior bank manager
ICAC, 29-Oct-2004
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人物
Hang Seng Bank voting recommendations
Webb-site.com, 08-Apr-2004
This year Hang Seng Bank has become the third company in the Hang Seng Index to comply with a principal recommendation of Project Vampire, cutting its cash issue mandate to 5%. We recommend in favour of that, but against the re-election of an independent director.
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Results of AGM
Company media release, 22-Apr-2003
机构
Hang Seng Bank voting recommendations
Webb-site.com, 10-Apr-2003
The third AGM in Project Poll is on 22-Apr-03, and we now produce our voting recommendations, including a vote against the re-election of 3 not-so-independent directors and against the general mandate.
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Former bank chief jailed for four years for bribery over $900m credit scam
ICAC, 26-Mar-2003
机构
Former Bank chief and two others guilty of bribery over $900m credit scam
ICAC, 24-Mar-2003
机构
Company bosses jailed for defrauding Hang Seng Bank of HK$932m credit facilities
ICAC, 09-Jul-2002
机构
Company bosses found guilty of defrauding Hang Seng Bank of HK$900m credit facilities
ICAC, 05-Jul-2002
机构
Directors of borrower in $880m 'bank scam'
HK Standard, 04-May-2002
机构
Bank chief and 5 others in court for alleged HK$880m credit fraud and bribery