SFC fines Arta Global Futures Ltd HK$3.4m and suspends its ex-RO Li Chun Kei for regulatory breaches
SFC
SFC, 03-Jul-2025
Another case involving sub-accounts and the Xinguanjia software "broker supplied system" produced by Hengxin Software Ltd.
机构
人物
SFC suspends Pun Hong Hai, ex-RO of Arta Global Futures Ltd, for 10 months
SFC
SFC, 19-Jun-2025
Full details are not published as the SFC has an ongoing disciplinary action against a related entity - presumably, the broker. We note that Mr Pun was ED and COO of Arta TechFin (0279) from 10-Jul-2018 to 6-Feb-2020.
机构
人物
SFC suspends Mr Cheung Man Chit, ex-Emperor, for 2 years
SFC
SFC, 30-Aug-2021
After Emperor Securities/ Futures, he moved on to Freeman Securities/ Commodities in 2017 and left them on 7-Jun-2021.