PRESIDENT SECURITIES (HONG KONG) LIMITED 統一證券﹝香港﹞有限公司

SFC 牌照已失效

证监会中央编号:ACP459

CCASS ID:B01715

公开纪律行动

SFC fines President Securities HK$2m in Lehman distribution case

SFC, 04-Dec-2012

机构

SFC reprimands President Securities (HK) Ltd & suspends Mr Ma Chun Wah for 3 months

SFC, 30-Nov-2004

机构

人物

SFC prosecutes Ms Wong Lai Sze for unaccredited dealing & Mr Ma Chun Wah and President Securities (HK) Ltd for aiding & abetting her

SFC, 18-Nov-2003

机构

人物

SFC reprimands Cheung Yuk Sheung & Kwan Wing On for breaching the Code of Conduct and the internal rules of employers

SFC, 17-Sep-2002

机构

人物