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HONG KONG FOREX INVESTMENT LIMITED公开纪律行动
HONG KONG FOREX INVESTMENT LIMITED 香港外匯投資有限公司
SFC 牌照已失效
证监会中央编号:
ABT278
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
公开纪律行动
Hong Kong Forex's licence revoked, Tse Shiu Hoi banned forever, Eddie Ng Chit Chung banned for 3 years
SFC, 24-Mar-2009
机构
人物
Mr Tse Shiu Hoi v SFC
SFAT, 20-Mar-2009
机构
人物
Mr Eddie Ng Chit Chung v SFC
SFAT, 20-Mar-2009
机构
人物
Hong Kong Forex Investment Ltd v SFC
SFAT, 20-Mar-2009
机构
Hong Kong Forex Investment Limited licence suspended
SFC, 29-Jan-2008
机构
人物
Hong Kong Forex Investment Ltd v SFC
HK Court of Appeal, 29-Jan-2008
机构
SFC revokes Ms Lee Mei Mei
SFC, 06-Nov-2007
机构
人物
SFC suspends Mr Mak Chung Wai for 6 months
SFC, 05-Nov-2007
机构
人物
SFC prosecutes Ms Pak Hoi Wun & Mr Hung Nam Fook over unlicensed leveraged FX dealing
SFC, 25-Oct-2007
机构
人物
Ms Lee Mei Mei and Mr Lau Ka Fai prosecuted for unlicensed leveraged forex dealing
SFC, 27-Aug-2007
机构
人物
SFC prosecutes Ling Man Siu for unlicensed leveraged forex dealing
SFC, 21-Dec-2006
机构
人物
SFC suspends Mr Denny Leung Wai Hung for 6 months for facilitating cold calling
SFC, 16-Nov-2006
机构
人物
SFC suspends Mr Chan Chun Wai for 3 months over record-keeping
SFC, 16-Nov-2006
机构
人物
SFC suspends Mr Wong Sung Bun for 1 year for facilitating cold calling
SFC, 16-Nov-2006
机构
人物
SFC suspends Li Chi On for 2 months
SFC, 16-Nov-2006
机构
人物
SFC fines Mr Tsoi Siu Ho HK$40k for breaching staff dealing policy and Code of Conduct
SFC, 01-Sep-2006
机构
人物
SFAT upholds SFC decision to suspend Mr Hung Hing Chuen for 6 weeks
SFC, 01-Sep-2006
机构
人物
Mr Hung Hing Chuen v SFC
SFAT, 31-Aug-2006
机构
人物
SFC prosecutes Ms Yu Hoi Yan for unlicensed leveraged forex dealing
SFC, 20-Jul-2006
机构
人物
SFC suspends Tan King Yu for aiding and abetting unlicensed activities and failing to assist SFC investigations
SFC, 19-May-2006
机构
人物
SFC prosecutes Tan King Yu for aiding and abetting unlicensed leveraged foreign exchange trading and failure to assist SFC investigation
SFC, 08-Feb-2006
机构
人物
SFC prosecutes Ms Mok Sze Wan for unlicensed leveraged foreign exchange trading
SFC, 01-Sep-2005
机构
人物
Court of First Instance dismisses appeal of Ms Tsang Wai Lin against conviction
SFC, 08-Apr-2005
机构
人物
SFC prosecutes Ms Tsang Wai Lin for unlicensed leveraged FX trading
SFC, 13-Dec-2004
机构
人物
Court of First Instance dismisses appeal lodged by Hong Kong Forex Investment Ltd
SFC, 07-Dec-2004
机构
人物
SFC prosecutes Hong Kong Forex Investment Ltd for failing to have Yu Wai Fong licensed as a representative
SFC, 16-Mar-2004
机构
人物
SFC prosecutes Ms Yu Wai Fong for unlicensed leveraged FX Trading
SFC, 15-Mar-2004
机构
人物
SFC reprimands Mr Ho Kit Chai, ex-HK Forex Investment Ltd
SFC, 09-May-2002
机构
人物
SFC takes action against Hong Kong Forex Investment Ltd and staff
SFC, 11-Mar-2002
机构
人物
SFC suspends Fiona Muk Yin Mai for 3 weeks
SFC, 09-Nov-2000
机构
人物
Ms Winnie Wu Man Ying prosecuted for misleading SFC with false education certificate
SFC, 02-Dec-1999
机构
人物
SFC takes action against Tse's Forex Investment Co Ltd & Tse's Securities Ltd & reprimands Tse Shiu Hoi, Kan Cheuk Wah & Leung Ting Wai
SFC, 28-Sep-1999
机构
人物
Mr Ernest Lo Tsz Lung prosecuted for misleading SFC with bogus education certificate
SFC, 24-Jun-1999
机构
人物