Beijing Securities Limited 北京證券有限公司

证监会持牌机构

证监会中央编号:AEH900

CCASS ID:B01640

公开纪律行动

SFC suspends Li Junfeng of Beijing Securities Ltd for 14 months

SFC, 01-Mar-2012

机构

人物

SFC suspends Mona Wong Wai King for 3 months

SFC, 17-Dec-2003

机构

人物

Mona Wong Wai King v SFC

SFAT, 16-Dec-2003

机构

人物

SFC reprimands Concord Capital Securities Ltd for internal control failures

SFC, 09-Dec-2003

机构

人物

SFC prosecutes Chan Shing Chun for naked short selling and market manipulation and Johnnie Choy Tin Woo for naked short selling

SFC, 25-Mar-2003

机构

人物

主题

SFC reprimands Concord Capital Brokerage Ltd, Wat Ying Hang and Tsang Tak Chuen for failures relating to unregistered dealing activities

SFC, 20-Mar-2003

机构

人物

SFC reprimands Mr Yeung Kok Tong of Concord Capital Brokerage Ltd

SFC, 20-Sep-2001

机构

人物