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CHINA SECURITIES HOLDINGS LIMITED公开纪律行动
CHINA SECURITIES HOLDINGS LIMITED 中國証券控股有限公司
SFC 牌照已失效
证监会中央编号:
ABE233
CCASS ID:
B01406
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
CCASS 持仓分布
公开纪律行动
SFC restriction Notice on China Securities Holdings Ltd
HK Gazette, 27-May-2016
机构
Court convicts unlicensed dealers Grace Wong Yuk Han & Lonna Wong Yuk Wah
SFC, 29-Sep-2014
机构
人物
SFAT affirms SFC decision to suspend former responsible officer of China Securities Holdings Limited
SFC, 26-May-2014
机构
人物
Peter Leung v SFC
SFAT, 23-May-2014
机构
人物
SFC suspends Wong Yip Chuen, ex-China Securities Holdings Ltd, for 8 months
SFC, 18-Sep-2013
机构
人物
SFC fines China Securities Holdings Ltd HK$1.3m and bans its RO for 27 months
SFC, 13-Aug-2013
机构
人物
SFC reprimands Vermont Securities Co Ltd for regulatory breaches
SFC, 18-Oct-2002
机构
SFC reprimands Vermont Securities Co Ltd & suspends Daniel Chung Ming Tru for 1 month
SFC, 25-May-2000
机构
人物
SFC prosecutes Mr Choi Hak for unregistered dealing
SFC, 24-Aug-1999
机构
人物