GET NICE FUTURES COMPANY LIMITED公开纪律行动

SFC fines Ms Chow Chuen Ho for breaching Code of Conduct and staff policy

SFC, 18-Apr-2006

机构

人物

SFC suspends Mr Lau Pak Tong for 5 weeks for breaching the know-your-client rule

SFC, 07-Oct-2005

机构

人物

SFC suspends Ms Cheng She Ching for 6 weeks for improper handling of client accounts

SFC, 22-Mar-2004

机构

人物