EMPEROR FUTURES LIMITED公开纪律行动

公开纪律行动

SFC fines Emperor Securities Ltd & Emperor Futures Ltd HK$5.4m for breaches of anti-money laundering requirements

SFC

SFC, 16-Mar-2022

机构

SFC suspends Mr Cheung Man Chit, ex-Emperor, for 2 years

SFC

SFC, 30-Aug-2021

After Emperor Securities/ Futures, he moved on to Freeman Securities/ Commodities in 2017 and left them on 7-Jun-2021.

机构

人物

SFC suspends Mr Ho Kai Yin for keeping secret securities account

SFC, 17-Jan-2011

机构

人物

SFC prosecutes Ms Wong Man Suen for cold calling

SFC, 29-Mar-2007

机构

人物

SFC fines Ms Liza Yan Yuk Hing HK$30k

SFC, 01-Mar-2007

机构

人物

SFC suspends Ms Ip Pui Lan of Tanrich Futures Ltd for 4 months

SFC, 22-Nov-2006

机构

人物

SFC suspends Mr Poon Pong Wah for 30 months

SFC, 12-Jul-2001

机构

人物

EMPEROR FUTURES LIMITED 英皇期貨有限公司