BERICH BROKERAGE LIMITED公开纪律行动

SFC reprimands Berich Brokerage Ltd & suspends Mr Chung Tin Ming, Mr Sun Tak Sing & Mr Luk King Cheong; broker pays HK$1.4m & costs

SFC, 18-Apr-2005

机构

人物

SFC suspends Ms Bonnie Lau Yin Ying for 3 months for facilitating unlicensed dealing

SFC, 31-Jan-2005

机构

人物

Bonnie Lau Yin Ying v SFC

SFAT, 28-Jan-2005

Suspension reduced from 4 months to 3 months.

机构

人物

SFC reprimands Berich Brokerage Ltd

SFC, 20-Jul-2000

机构

BERICH BROKERAGE LIMITED 百裕證券有限公司