| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2005-03-14 |
| C | Advising on futures contracts | 2025-09-01 | - |
| C | Advising on securities | - | 2005-03-14 |
| C | Advising on securities | 2006-04-20 | - |
| C | Advising on securities | 2025-09-01 | - |
| C | Asset management | - | - |
| C | Asset management | 2025-09-01 | - |
| C | Automated trading services | - | 2003-07-21 |
| C | Automated trading services | 2021-11-10 | - |
| C | Automated trading services | 2025-09-01 | - |
| C | Dealing in futures contracts | 2025-09-01 | - |
| C | Dealing in securities | - | - |
| C | Dealing in securities | 2025-09-01 | - |