Court fixes pre-trial review date of market manipulation case
SFC, 24-May-2012
We note that Mr Yenn was suspended for 12 months from 25-Aug-2009 for "manipulative order placing activities" and "expressed contrition for his conduct" then. The new allegation relates to 8-Nov-2010, less than 3 months after his suspension finished.
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SFC suspends Leung Bing Yiu for 4 months
SFC, 15-Dec-2011
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Mr Law Look Tend & Mr Leung Bing Yiu convicted of unlicensed activities
SFC, 26-Sep-2011
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SFC suspends Stephen Yenn Man Han for manipulative orders during auction sessions
SFC, 26-Aug-2009
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SFC reprimands Mr Kam Hing Lun
SFC, 27-Sep-2001
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SFC suspends Mr Victor Lam Wing Chak for 4 months
SFC, 22-Dec-2000
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SFC reprimands Mr Chan Wing Fai of Corporate Brokers Ltd