| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2011-08-26 |
| C | Advising on futures contracts | 2016-10-11 | - |
| C | Advising on securities | - | 2016-10-10 |
| C | Advising on securities | 2016-10-11 | - |
| C | Asset management | - | 2005-01-27 |
| C | Automated trading services | 2013-07-11 | 2016-10-10 |
| C | Automated trading services | 2016-10-11 | - |
| C | Dealing in futures contracts | 2016-10-11 | - |
| C | Dealing in securities | - | 2016-10-10 |
| C | Dealing in securities | 2016-10-11 | - |