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HSBC BROKING FOREX (ASIA) LIMITED公开纪律行动
HSBC BROKING FOREX (ASIA) LIMITED 滙豐金融外匯(亞洲)有限公司
证监会持牌机构
证监会中央编号:
ACL069
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
公开纪律行动
SFC bans Philip Leung Ming Yin, ex-HSBC, for 6 months
SFC, 20-Mar-2017
机构
人物
SFC bans Lam Yuk Wai, ex-HSBC, for life
SFC, 29-Dec-2016
His unauthorised trading and deception over 4 years cost HSBC HK$70m in compensation to 7 clients. HSBC has reported him to the police.
机构
人物