| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | 2010-11-18 | 2022-08-23 |
| C | Advising on futures contracts | 2020-01-22 | 2022-08-23 |
| C | Advising on securities | 2020-01-22 | 2022-08-23 |
| C | Automated trading services | 2011-01-07 | 2022-08-23 |
| C | Dealing in futures contracts | 2005-07-13 | 2023-02-24 |
| C | Dealing in securities | 2005-12-19 | 2024-11-25 |
| C | Leveraged foreign exchange trading | 2021-04-12 | 2022-09-08 |