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ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司
证监会持牌机构
证监会中央编号:
ARO299
CCASS ID:
B01866
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
CCASS 持仓分布
公开纪律行动
SFC suspends Dick Ma Tor Fuk, ex-ICBC, for 8 months over Powerlong (1238) IPO
SFC, 10-Dec-2014
This follows a HK$25m fine on ICBC International in May-2014.
机构
人物
SFAT affirms SFC decision to suspend Jenny Chan Pik Ha, ex ICBC
SFC, 10-Jun-2014
机构
人物
SFC fines ICBC International HK$25m for failures in Powerlong (1238) IPO
SFC, 21-May-2014
The other joint sponsors on this deal were Macquarie (Sole Global Coordinator) and Goldman Sachs.
机构
SFC revokes licence of Paco Ng Kar Lun and bans Adrian Fong Wai Lap for 10 & 3 years
SFC, 13-Feb-2012
机构
人物
SFC-licensed persons charged with IPO fraud
ICAC, 03-Oct-2011
机构
人物