KAISER SECURITIES LIMITED 嘉信証券有限公司

证监会持牌机构

证监会中央编号:ABT487

CCASS ID:B01469

公开纪律行动

SFC bans Mr Li Tak Wa, ex-Kaiser, for 15 months

SFC, 18-Jun-2014

机构

人物

SFC fines Kaiser HK$1.7m for illegal activities in Macau

SFC, 07-May-2014

Apparently they were also fined MOP1.65m by the Monetary Authority of Macao, which does not publicise these things.

机构

SFC fines Fanny Ng Tak Lin HK$75k

SFC, 24-Dec-2007

机构

人物

SFC fines Mr Ng Mau Chung HK$14k for poor standards and unintentional short selling of MAE (0851)

SFC, 16-Mar-2005

机构

人物

主题