SFC revokes licences of Goodcape Securities Ltd and ROs Tang Lin Sun and Chang Siu Ming
SFC, 15-Dec-2016
As of August 2016, about 388 clients have reported losses of about HK$127.8m.
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人物
SFC restricts Goodcape Securities after client couldn't get stock back
SFC, 02-Jan-2015
Webb-site Who's Who shows that this sub-broker, which cannot hold client assets, has only had 4 licensed staff since it began business on 6-Dec-2005, all of whom are still there. It introduces business to Paul Securities Ltd and Lamtex Securities Ltd.