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MASTER TRADEMORE SECURITIES LIMITED公开纪律行动
MASTER TRADEMORE SECURITIES LIMITED 恒富證券有限公司
证监会持牌机构
证监会中央编号:
ADC021
CCASS ID:
B01575
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
CCASS 持仓分布
公开纪律行动
SFC fines Master Trademore Securities Ltd and Ms Ester Lo Lim HK$30k each over internal controls
SFC, 22-Aug-2005
机构
人物
SFC prosecutes Mr Suen Chi Keung of Master Trademore Securities Ltd for naked short Selling
SFC, 15-Sep-2004
机构
人物
主题
SFC reprimands Master Trademore Securities Ltd and its Dealing Director Mrs Ester Lo Lim
SFC, 06-Jul-2000
For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.
机构
人物