| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-08-25 |
| C | Advising on securities | - | 2004-08-25 |
| C | Advising on securities | 2014-07-30 | 2024-12-19 |
| C | Asset management | - | 2004-08-25 |
| C | Automated trading services | - | 2004-08-25 |
| C | Dealing in securities | - | 2006-01-25 |
| C | Dealing in securities | 2011-01-20 | 2024-12-19 |