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NOMURA SECURITIES (HONG KONG) LIMITED

SFC 牌照已失效已注销

证监会中央编号:AAK382

CCASS ID:B01330

监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

仅显示当前牌照

C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2005-01-25
C	Advising on securities	-	2005-01-25
C	Asset management	-	2005-01-25
C	Automated trading services	2010-04-30	2013-01-10
C	Dealing in futures contracts	2010-02-01	2013-10-15
C	Dealing in securities	-	2013-10-15