| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-09-27 |
| C | Advising on securities | - | 2004-09-27 |
| C | Asset management | - | 2004-09-27 |
| C | Automated trading services | - | 2004-09-27 |
| C | Dealing in securities | - | 2004-09-27 |
| C | Dealing in securities | 2008-03-20 | 2014-05-23 |