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RBC INVESTMENT SERVICES (ASIA) LIMITED 加皇投資理財有限公司

证监会持牌机构
证监会中央编号:AAG176
CCASS ID:B01133
关键数据人员证监会牌照牌照条件公开纪律行动CCASS 持仓分布
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公开纪律行动
SFC fines RBC Investment Services (Asia) Ltd HK$7.7m for mishandling client assets
SFC
SFC, 20-Jul-2022
机构
SFC fines Matthew Cheung Chun HK$21k for assisting an unlicensed person to conduct regulated activities
SFC, 01-Apr-2005
机构
人物
SFC suspends Runter Yeung Hok Huen for 1 month for conducting unlicensed activities
SFC, 29-Mar-2005
机构
人物