BETA INTERNATIONAL SECURITIES LIMITED公开纪律行动

SFC prosecutes Mr Bill Cheng Chun Kin for naked short-selling

SFC, 11-May-2006

机构

人物

SFC suspends Mr Chau Kwok Hung for 1 month; Mr Liu Cheuk Sun for 4 months; reprimands Ms Tsui Pui Yin re secret accounts of a dealer's rep

SFC, 05-Mar-2003

机构

人物

SFC reprimands Ricofull Securities Ltd for internal control failings

SFC, 18-Oct-2002

机构

BETA INTERNATIONAL SECURITIES LIMITED 貝塔國際證券有限公司