SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
SFC
SFC, 27-Mar-2024
Rather strangely, the SFC's notice to the MMT was dated 16-Aug-2023 but has only now been uploaded to the MMT website (the PDF was created on 26-Mar-2024) and announced by the SFC. Why the delay?
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人物
主题
SFC sues ex-Chairman of Ding Yi Feng (0612) and 20 others for market manipulation, seeks compensation for investors
SFC
SFC, 26-Feb-2024
The action comes just 3 days before the 6-year limit for civil actions under the Limitation Ordinance. Presumably, criminal charges for market manipulation will not be brought, perhaps because the individuals are not in HK. The SFC has filed a Writ of Summons at the court but has not published it online, and the court registry is not online.
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人物
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SFC restricts accounts at 9 brokers for suspected manipulation of China Ding Yi Feng (0612)
SFC, 25-Jun-2019
The "Statement of Reasons" for this has not been published. It follows 9 earlier restriction notices in relation to the same stock on 20-Mar-2019.
机构
SFC suspends Ms Katerine Kou Kuen for 1 month & fines Victory Securities Co Ltd HK$50k for breaching Code of Conduct
SFC, 28-Mar-2006
机构
人物
SFC prosecutes Victory Securities Co Ltd & Katerine Kou Kuen for mishandling clients' securities